Reporting to the Group COO, the Compliance Manager will help to build on our existing compliance capabilities and standards. The successful candidate will be able to provide assurance with all relevant regulations and industry legislation. Ensure compliance with regulatory requirements and keep up to date with regulatory developments.Keep track of and prepare annual staff declarations, MAS filings, surveys, logs, and registers.Prepare and conduct staff training in topics such as AML/KYC/CFT, technology risk awareness.Manage the workflow with internal and external auditors.Create, implement and annual update of various manuals, frameworks and processes, including among others the Compliance Manual, Enterprise Risk Management Framework, Outsourcing Framework, and any other frameworks as and when required.Review trades to ensure proper adherence to investment mandates.Review client onboarding documentation, conduct compliance screenings and EDD of clients and prospective clients.Liaise with MAS where necessary.
A Bachelor’s degree in law, finance, business or related field.3-5 years of relevant compliance experience in a financial institution.An analytical mind and good business sense, able to grasp the complexities of business nuances and balancing that with a keen sense of applicable regulations.Ability to challenge constructively and recommend appropriate boundaries.Process-driven mindset, meticulous, organised and attention to detail.Diligent, highly disciplined, self-motivated and outcome-focused.Excellent communication and interpersonal skills.Compliance certification is a plus.
About Golden Equator Capital
Golden Equator Capital is a Singapore-based fund management company with a series of funds across asset classes. Our venture capital arm invests in innovative technology companies across Asia, with a focus on digital marketplaces, fintech and enterprise solutions, in areas such as healthcare and urban solutions. We focus on Series A and B companies, with innovative solutions that create societal impact and drive behavioural changes in their space. Golden Equator Capital is a Capital Markets Services (CMS) License holder, regulated by the Monetary Authority of Singapore (MAS).
For more information, please visit: goldenequatorcapital.com
We regret that only shortlisted candidates will be notified.